{"Result":[{"LicenseTypeID":2000,"LicenseRequirementID":12211,"RequirementText":"

Financial Statements: See the License Requirements and Fees Chart on the NMLS Resource Center for details related to this Requirement. 


Upload an audited financial statement prepared by a Certified Public Accountant in accordance with Generally Accepted Accounting Principles dated within 90 days of your fiscal year end. Financial statements should include a balance sheet, income statement, and statement of cash flows and all relevant notes thereto. If applicant is a start-up company, only an initial statement of condition is required.




","IsNote":null,"SubmittedVia":"

NMLS





","Order":null,"RequirementsCategory":null,"NMLSDocumentUploadType":null,"PostApplicationTaskGenerated":null,"LicenseItemType":null,"AdditionalTaskInfo":null,"ModifiedBy":"Ms. Stephanie Younie (77965)","Modified":"2024-05-28T18:15:45.737","Version":3,"ChangeType":"MOD"},{"LicenseTypeID":2000,"LicenseRequirementID":12212,"RequirementText":"

Other Trade Name: If operating under a name that is different from the applicant’s legal name, that name (“Trade Name”, “Assumed Name” or “DBA”) must be listed under the Other Trade Names section of the Company Form (MU1).

\n

 

\n

Important – A separate license is no longer required for the use of multiple trade names.  Oklahoma allows up to 10 trade names per license. Each additional trade name used by a licensee shall be registered with the Department by completing an MU1 for a  Lender Name Registration - Other Trade Name through NMLS and paying the $150.00 registration fee.  The licensee should upload a file-stamped copy of the Trade Name/Fictitious Name Certificate from the Oklahoma Secretary of State.

\n

Oklahoma SAFE Act - 59 O.S. § 2095.6(K)(11)

\n

 

","IsNote":null,"SubmittedVia":"

NMLS

\n

 

\n

Submit MU1 application:  Lender Name Registration - Other Trade Name

\n

 

\n

Upload in NMLS:  under the Document Type Trade Name/Assumed Name Registration Certificates in the Document Uploads section of the Company Form (MU1).

\n

 

\n

 

","Order":null,"RequirementsCategory":null,"NMLSDocumentUploadType":null,"PostApplicationTaskGenerated":null,"LicenseItemType":null,"AdditionalTaskInfo":null,"ModifiedBy":"Ms. Stephanie Younie (syounie@okdocc.ok.gov)","Modified":"2025-10-23T15:44:51.557","Version":10,"ChangeType":"MOD"},{"LicenseTypeID":2000,"LicenseRequirementID":12213,"RequirementText":"

Resident/Registered Agent: The Resident/Registered Agent must be listed under the Resident/Registered Agent section of the Company Form (MU1)

","IsNote":null,"SubmittedVia":"

NMLS

","Order":null,"RequirementsCategory":null,"NMLSDocumentUploadType":null,"PostApplicationTaskGenerated":null,"LicenseItemType":null,"AdditionalTaskInfo":null,"ModifiedBy":"Garrick Scott - Concentrix (gscott@csbs.org)","Modified":"2023-05-25T16:15:01.567","Version":1,"ChangeType":"ADD"},{"LicenseTypeID":2000,"LicenseRequirementID":12215,"RequirementText":"

Qualifying Individual: This individual must be listed in the Qualifying Individual section of Company Form (MU1).  The\nQualifying Individual must be licensed as a mortgage loan originator or\napplying for a mortgage loan originator license in the state of Oklahoma. 

","IsNote":null,"SubmittedVia":"

NMLS

","Order":null,"RequirementsCategory":null,"NMLSDocumentUploadType":null,"PostApplicationTaskGenerated":null,"LicenseItemType":null,"AdditionalTaskInfo":null,"ModifiedBy":"Garrick Scott - Concentrix (gscott@csbs.org)","Modified":"2023-05-25T16:15:24.83","Version":1,"ChangeType":"ADD"},{"LicenseTypeID":2000,"LicenseRequirementID":12216,"RequirementText":"

Credit Report:  See the License Requirements and Fees Chart on the NMLS Resource Center for details related to this Requirement. 

","IsNote":null,"SubmittedVia":"

NMLS

","Order":null,"RequirementsCategory":null,"NMLSDocumentUploadType":null,"PostApplicationTaskGenerated":null,"LicenseItemType":null,"AdditionalTaskInfo":null,"ModifiedBy":"Garrick Scott - Concentrix (gscott@csbs.org)","Modified":"2023-05-25T16:15:54.487","Version":1,"ChangeType":"ADD"},{"LicenseTypeID":2000,"LicenseRequirementID":12217,"RequirementText":"

MU2 Individual FBI Criminal Background Check\nRequirements See the License Requirements and Fees Chart on the NMLS Resource Center for details related to this Requirement. 

Criminal Disqualification:  Please note that criminal offenses may be used as a basis for denial. You may request a determination whether or not your criminal background may disqualify you from obtaining a licensing pursuant to 59 O.S. § 4000.1 (F). To see a list of criminal offenses that may be used as a basis for a denial of licensure, please visit: https://www.ok.gov/okdocc/

After authorizing an FBI criminal background check through the submission of the Company Form (MU1) and Individual Form (MU2), you must schedule an appointment to be fingerprinted if new prints are required.

See the Criminal Background Check section of the NMLS\nResource Center for more information.

","IsNote":null,"SubmittedVia":"

NMLS

","Order":null,"RequirementsCategory":null,"NMLSDocumentUploadType":null,"PostApplicationTaskGenerated":null,"LicenseItemType":null,"AdditionalTaskInfo":null,"ModifiedBy":"Ms. Stephanie Younie (77965)","Modified":"2024-05-28T18:26:57.367","Version":2,"ChangeType":"MOD"},{"LicenseTypeID":2000,"LicenseRequirementID":12221,"RequirementText":"

Surety Bond: See the License Requirements and Fees Chart on the NMLS Resource Center for details related to this Requirement. 

","IsNote":null,"SubmittedVia":"

1.      Electronic Surety Bond in NMLS

\n\n

Or;

\n\n

 

\n\n

2.      Upload in NMLS

","Order":null,"RequirementsCategory":null,"NMLSDocumentUploadType":null,"PostApplicationTaskGenerated":null,"LicenseItemType":null,"AdditionalTaskInfo":null,"ModifiedBy":"Garrick Scott - Concentrix (gscott@csbs.org)","Modified":"2023-05-25T16:17:52.693","Version":1,"ChangeType":"ADD"},{"LicenseTypeID":2000,"LicenseRequirementID":12225,"RequirementText":"

Certificate of Authority/Good Standing Certificate:  Upload a State-issued and\n approved document issued by the Oklahoma Secretary of State’s office, dated\n not more than 60 days prior to the filing of the application through NMLS\n that demonstrates authorization to do business in the State of Oklahoma.\n \n \n\n\nThis document should be named [OK Certificate of Authority OR OK Certificate of Good Standing].

","IsNote":null,"SubmittedVia":"

Upload in NMLS: under the Document Type Certificate\n of Authority/Good Standing Certificate in the Document Uploads section of the Company Form (MU1).

","Order":null,"RequirementsCategory":null,"NMLSDocumentUploadType":null,"PostApplicationTaskGenerated":null,"LicenseItemType":null,"AdditionalTaskInfo":null,"ModifiedBy":"Ms. Stephanie Younie (77965)","Modified":"2024-05-28T18:27:59.51","Version":3,"ChangeType":"MOD"},{"LicenseTypeID":2000,"LicenseRequirementID":12238,"RequirementText":"
\n\n\n \n \n \n
\n

Formation Documents:Determine\n classification of applicant’s legal status and submit a State certified copy\n of the requested applicable documentation detailed below. Original formation\n documents and all subsequent amendments, thereto including a list of any name\n changes.  

\n

Sole Proprietor

\n

·        \n Trade Name Report\n issued by the Oklahoma Secretary of State.

\n

Unincorporated\n Association:

\n

·        \n By-Laws or\n constitution (including all amendments).

\n

General Partnership:

\n

·        \n Partnership\n Agreement (including all amendments).

\n

Limited Liability\n Partnership:

\n

·        \n Certificate of Limited Liability Partnership; and

\n

·        \n Partnership\n Agreement (including all amendments).

\n

Limited\n Partnership:

\n

·        \n Certificate\n of Limited Partnership; and

\n

·        \n Partnership\n Agreement (including all amendments).

\n

Limited Liability\n Limited Partnership:

\n

·        \n Certificate\n of Limited Liability Limited Partnership; and

\n

·        \n Partnership\n Agreement (including all amendments).

\n

Limited Liability\n Company (“LLC”):

\n

·        \n Articles\n of Organization (including all amendments).

\n

·        \n Operating\n Agreement (including all amendments).

\n

·        \n IRS Form 2553\n or IRS Form 8832 if S-corp treatment elected; and

\n

·        \n LLC\n resolution if authority not in operating agreement.

\n

 Corporation:

\n

·        \n Articles\n of Incorporation (including all amendments).

\n

·        \n By-laws\n (including all amendments), if applicable.

\n

·        \n Shareholder\n Agreement (including all amendments), if applicable.

\n

·        \n IRS Form\n 2553 if S-corp treatment elected; and

\n

·        \n Corporate\n resolution if authority to complete application not in By-Laws or Shareholder\n Agreement, as amended, as applicable.

\n

Trust (Statutory)

\n

·        \n Certificate\n of Trust; and

  • Governing\ninstrument (all amendments)
\n
\n\n
\n\n


","IsNote":null,"SubmittedVia":"

Upload in NMLS: under the Document Type Formation\n Document in the Document Uploads\n section of the Company Form (MU1).\n \n \n\n\nThis document should be named Formation Documentation [Date of Creation (MM-DD-YYYY)].

","Order":null,"RequirementsCategory":null,"NMLSDocumentUploadType":null,"PostApplicationTaskGenerated":null,"LicenseItemType":null,"AdditionalTaskInfo":null,"ModifiedBy":"Ms. Stephanie Younie (77965)","Modified":"2024-05-28T18:32:01.447","Version":3,"ChangeType":"MOD"},{"LicenseTypeID":2000,"LicenseRequirementID":21410,"RequirementText":"
\n\n \n \n \n
\n

Primary Contact Employees:  The following individuals must be entered\n into the Contact Employees section\n of the Company Form (MU1).

\n
    \n
  1. Primary Company Contact.
    2. \n
  2. Primary Consumer Complaint Contact.
    3. \n
\n
\n
","IsNote":null,"SubmittedVia":"

NMLS

","Order":null,"RequirementsCategory":null,"NMLSDocumentUploadType":null,"PostApplicationTaskGenerated":null,"LicenseItemType":null,"AdditionalTaskInfo":null,"ModifiedBy":"Ms. Stephanie Younie (77965)","Modified":"2024-05-28T18:20:30.377","Version":1,"ChangeType":"ADD"},{"LicenseTypeID":2000,"LicenseRequirementID":21411,"RequirementText":"
\n\n \n \n \n
\n

Disclosure Questions: Provide a\n complete and detailed explanation and document upload for each “Yes” response\n to Disclosure Questions made by the company or related control persons (MU2).

\n

See the Company Disclosure Explanations Quick Guide for instructions.

\n
\n
","IsNote":null,"SubmittedVia":"

Upload in NMLS in the Disclosure Explanations section of the\nCompany Form (MU1) or Individual Form (MU2).

","Order":null,"RequirementsCategory":null,"NMLSDocumentUploadType":null,"PostApplicationTaskGenerated":null,"LicenseItemType":null,"AdditionalTaskInfo":null,"ModifiedBy":"Ms. Stephanie Younie (77965)","Modified":"2024-05-28T18:24:20.967","Version":1,"ChangeType":"ADD"}],"Id":13754,"Exception":null,"Status":5,"IsCanceled":false,"IsCompleted":true,"IsCompletedSuccessfully":true,"CreationOptions":0,"AsyncState":null,"IsFaulted":false}